Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick William McDonald | 1909130 | 4 | 02/03/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Kete | 820016 | 1 | 10/27/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Edward Stafford | 4882942 | 1 | 08/24/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Michael Youngs | 2479488 | 3 | 08/11/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Martin Peyton | 2136475 | 3 | 02/22/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick William McDonald | 1909130 | 4 | 02/17/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Angela Renee Parra-McNeely | 4028961 | 2 | 07/14/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawn Devin Smith | 1640168 | 5 | 09/24/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Martin Peyton | 2136475 | 3 | 08/14/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Martin Peyton | 2136475 | 3 | 06/17/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |