Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Al Elnasser | 2410541 | 7 | 06/15/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony You Ding Lee | 1296851 | 1 | 03/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Howard Burgess | 2175907 | 11 | 02/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Howard Burgess | 2175907 | 11 | 02/23/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Howard Burgess | 2175907 | 11 | 11/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christen Shontell Blodgett | 5598386 | 3 | 10/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Howard Burgess | 2175907 | 11 | 08/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Susanne Joan Daly | 6136711 | 1 | 06/11/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Al Elnasser | 2410541 | 7 | 04/04/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shonah Yvette Turner | 4291415 | 3 | 02/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |