Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Todd Harding | 2762385 | 3 | 12/05/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Prentiss Quebedeau | 2147005 | 1 | 08/01/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Avram Greenberg | 4884286 | 1 | 07/12/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephan Daniel Winn | 3228543 | 2 | 11/16/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sathesh Janaki | 5452880 | 2 | 08/12/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Troy Angelillo | 2458220 | 1 | 07/26/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christian Filiaggi | 5148477 | 2 | 04/10/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael T Jeffries | 3273562 | 1 | 12/05/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Gerard Federici | 4313537 | 1 | 11/15/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin F McNelly | 4492085 | 2 | 10/21/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |