Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Edward Brunette | 813924 | 23 | 08/01/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Edward Brunette | 813924 | 23 | 06/23/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Harry Dagostino | 2489348 | 1 | 03/18/2005 | Customer Dispute | Final | $1,000,000.00 | $0.00 | See FINRA Report |
| Daniel Edward Brunette | 813924 | 23 | 01/25/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Adams Armstrong | 2680556 | 3 | 10/27/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Veronica Cordova | 3043875 | 2 | 10/15/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Edward Brunette | 813924 | 23 | 10/05/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Alan Gilston | 1802595 | 2 | 10/08/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph Krosnowski | 1435056 | 2 | 04/26/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Bergin | 1393697 | 5 | 03/12/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |