Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Suzanne Kent | 1105799 | 2 | 03/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Dean Lewis | 4201957 | 1 | 02/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Frank Gilmore | 2796447 | 1 | 01/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Jill Kaufman | 1837595 | 7 | 12/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Jill Kaufman | 1837595 | 7 | 12/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darlene Ann Lewon | 4149318 | 2 | 10/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darlene Ann Lewon | 4149318 | 2 | 09/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Lee Kulikowski | 4287918 | 2 | 05/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Suzanne Kent | 1105799 | 2 | 05/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marvella Cubit | 6482042 | 2 | 05/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |