Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cheri Deann Arthur | 5930307 | 2 | 02/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cheri Deann Arthur | 5930307 | 2 | 02/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Nejfelt | 5598679 | 2 | 01/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Thomas Douthit | 1837179 | 6 | 12/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Patrick Fagan | 4121719 | 1 | 10/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomasina M Quesinberry | 4796415 | 1 | 08/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Robin Jones | 4398345 | 1 | 08/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chadwick Lynn Hargis | 4608728 | 1 | 08/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Seth David Lampman | 5447712 | 1 | 07/13/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brett James Andrews | 3149562 | 1 | 05/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |