Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Curtis Lawler | 1193477 | 6 | 01/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carissa Daughtry | 5726849 | 1 | 01/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Coley | 6086556 | 2 | 07/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Coley | 6086556 | 2 | 06/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryce David Covington | 2663212 | 1 | 03/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Derek Popock | 2411594 | 1 | 01/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura Christine Franklin | 6518573 | 4 | 11/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aimee L Anzai | 5793462 | 1 | 08/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Lionel Blais | 6496691 | 1 | 08/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Lee Kinnamon | 6738041 | 1 | 08/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |