Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Haig Alexander | 2087736 | 2 | 10/11/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Austin White | 1847519 | 1 | 06/28/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dave Keith Hutchison | 732974 | 2 | 11/14/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |