Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jacqueline Lee Kulikowski | 4287918 | 2 | 02/11/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Travis Jerome Hughes | 1532177 | 7 | 08/07/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Raymond Blaszyk | 2162955 | 1 | 05/06/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Richard Lobdell | 867457 | 2 | 03/31/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel James Field | 2519246 | 1 | 10/09/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Leslie Marvin Boyce | 3016175 | 2 | 09/28/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rob William Friemoth | 4218424 | 3 | 08/01/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Randolph Christopher Breaux | 2408889 | 1 | 05/16/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Jude Lane | 1254768 | 1 | 04/13/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph James Montalbano | 4675694 | 3 | 10/13/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |