Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Corey Douglas Ross | 4031863 | 1 | 04/27/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Owens Whittaker | 1836794 | 1 | 02/01/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Robert Chappell | 4436624 | 1 | 07/06/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Nicholas Caputo | 1389962 | 4 | 12/17/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Amanda Marie Gibson | 4948245 | 2 | 08/28/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrick William Puzzo | 4683714 | 1 | 08/06/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jon Torrey Bicknell | 2706761 | 1 | 10/17/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Randy Lee Roesler | 2144474 | 3 | 02/14/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian James Megley | 2302308 | 5 | 01/17/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Lawrence Cahill | 4547510 | 1 | 12/04/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |