Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter C Han | 4704497 | 1 | 01/21/2021 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Bo Li | 2225599 | 1 | 11/23/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Edward Brunette | 813924 | 23 | 03/18/2020 | Customer Dispute | Denied | $3,034,850.00 | $0.00 | See FINRA Report |
| Steven Trevor Skipper | 4265009 | 3 | 01/15/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Joshua Goldman | 2217350 | 1 | 10/14/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dwight Harry Olson | 804430 | 1 | 10/14/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chris Jongmin Kim | 6534492 | 1 | 09/10/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Paul Stefanic | 1071670 | 3 | 08/27/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Janet Rose Burke | 1142679 | 2 | 05/14/2019 | Customer Dispute | Denied | $464,000.00 | $0.00 | See FINRA Report |
| Michael Howard Burgess | 2175907 | 11 | 04/23/2019 | Customer Dispute | Denied | $5,000.01 | $0.00 | See FINRA Report |