Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melinda Lee Olbert | 2893793 | 1 | 11/13/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Reed McCook | 4155186 | 3 | 11/01/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Joshua Goldman | 2217350 | 1 | 10/14/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dwight Harry Olson | 804430 | 1 | 10/14/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Scott Laskin | 2201317 | 2 | 09/17/2019 | Customer Dispute | Pending | $57,527.00 | $0.00 | See FINRA Report |
| Jess W Hurst | 1742952 | 6 | 09/09/2019 | Customer Dispute | Withdrawn | $8,176.00 | $0.00 | See FINRA Report |
| Peter Paul Stefanic | 1071670 | 3 | 08/27/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Steven Weissbein | 1089065 | 2 | 07/10/2019 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Daniel Joseph Derrig | 6407661 | 1 | 05/06/2019 | Customer Dispute | Settled | $6,233.43 | $0.00 | See FINRA Report |
| Andrew A Arno | 2834759 | 3 | 04/30/2019 | Customer Dispute | Settled | $359,062.00 | $0.00 | See FINRA Report |