Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stanley Wong | 809384 | 23 | 10/21/1993 | Customer Dispute | Settled | $10,423.00 | $0.00 | See FINRA Report |
| Stanley Wong | 809384 | 23 | 10/21/1993 | Customer Dispute | Settled | $56,672.00 | $0.00 | See FINRA Report |
| Stanley Wong | 809384 | 23 | 10/21/1993 | Customer Dispute | Settled | $15,673.00 | $0.00 | See FINRA Report |
| Stanley Wong | 809384 | 23 | 10/21/1993 | Customer Dispute | Settled | $9,586.00 | $0.00 | See FINRA Report |
| Stanley Wong | 809384 | 23 | 10/21/1993 | Customer Dispute | Settled | $11,094.00 | $0.00 | See FINRA Report |
| Stanley Wong | 809384 | 23 | 10/21/1993 | Customer Dispute | Settled | $14,382.00 | $0.00 | See FINRA Report |
| Stanley Wong | 809384 | 23 | 10/21/1993 | Customer Dispute | Settled | $23,004.00 | $0.00 | See FINRA Report |
| Stanley Wong | 809384 | 23 | 10/21/1993 | Customer Dispute | Settled | $23,004.00 | $0.00 | See FINRA Report |
| John Harvey Heil | 1699760 | 5 | 10/15/1993 | Customer Dispute | Award / Judgment | $400,000.00 | $300,000.00 | See FINRA Report |
| Stanley Wong | 809384 | 23 | 07/15/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |