Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Grieco | 1222747 | 3 | 07/27/1994 | Customer Dispute | Award / Judgment | $92,000.00 | $15,000.00 | See FINRA Report |
| Daniel Doyle Porter | 849544 | 3 | 07/18/1994 | Customer Dispute | Award / Judgment | $10,000.00 | $13,150.00 | See FINRA Report |
| Gerard George Figari | 1343962 | 5 | 06/02/1994 | Customer Dispute | Settled | $77,500.00 | $0.00 | See FINRA Report |
| Stanley Wong | 809384 | 23 | 10/21/1993 | Customer Dispute | Settled | $7,044.00 | $0.00 | See FINRA Report |
| Stanley Wong | 809384 | 23 | 10/21/1993 | Customer Dispute | Settled | $11,702.00 | $0.00 | See FINRA Report |
| Stanley Wong | 809384 | 23 | 10/21/1993 | Customer Dispute | Settled | $19,342.00 | $0.00 | See FINRA Report |
| Stanley Wong | 809384 | 23 | 10/21/1993 | Customer Dispute | Settled | $17,669.00 | $0.00 | See FINRA Report |
| Stanley Wong | 809384 | 23 | 10/21/1993 | Customer Dispute | Settled | $32,680.00 | $0.00 | See FINRA Report |
| Stanley Wong | 809384 | 23 | 10/21/1993 | Customer Dispute | Settled | $15,330.00 | $0.00 | See FINRA Report |
| Stanley Wong | 809384 | 23 | 10/21/1993 | Customer Dispute | Settled | $6,508.00 | $0.00 | See FINRA Report |