Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennifer Gale Jones | 1619313 | 2 | 02/22/2000 | Customer Dispute | Denied | $10,705.20 | $0.00 | See FINRA Report |
| Marsha Lee | 1028237 | 1 | 01/17/2000 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| Robert Alexander Solley | 2079020 | 2 | 01/10/2000 | Customer Dispute | Settled | $30,253.70 | $0.00 | See FINRA Report |
| Brian James Megley | 2302308 | 5 | 12/29/1999 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| James Walter Robejsek | 1871106 | 1 | 12/02/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Theodore Mark Miller | 2645227 | 5 | 11/17/1999 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| Craig Stewart Frolich | 714276 | 1 | 09/08/1999 | Customer Dispute | Denied | $5,484.00 | $0.00 | See FINRA Report |
| Werner Frank Klun | 2046028 | 1 | 03/23/1999 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Mitchell Scott Kahn | 2358007 | 1 | 03/04/1999 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Michael Kenneth Self | 2246403 | 9 | 01/19/1999 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |