Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Steven MacKler | 3043470 | 1 | 03/06/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dominic George Tobacco | 2084089 | 2 | 01/30/2001 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Anthony Michael Fauci | 727667 | 1 | 01/30/2001 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Lee Harrison Brooks | 2596886 | 2 | 01/30/2001 | Customer Dispute | Award / Judgment | $9,486.25 | $1,665.00 | See FINRA Report |
| Thomas Octave Pekar | 2996625 | 1 | 01/12/2001 | Customer Dispute | Denied | $5,905.00 | $0.00 | See FINRA Report |
| Daniel Edward Brunette | 813924 | 23 | 09/19/2000 | Customer Dispute | Denied | $5,171.35 | $0.00 | See FINRA Report |
| Daniel Edward Brunette | 813924 | 23 | 08/29/2000 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Joseph Allan Marshall | 1023070 | 3 | 08/21/2000 | Customer Dispute | Settled | $41,000.00 | $0.00 | See FINRA Report |
| Daniel Edward Brunette | 813924 | 23 | 08/02/2000 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Robert Maury Eastmann | 1594289 | 3 | 07/27/2000 | Customer Dispute | Settled | $2,713.45 | $0.00 | See FINRA Report |