Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Allen Wegner | 1638972 | 3 | 03/22/2002 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Jess W Hurst | 1742952 | 5 | 02/28/2002 | Customer Dispute | Closed-No Action | $23,011.60 | $0.00 | See FINRA Report |
| Jess W Hurst | 1742952 | 5 | 02/25/2002 | Customer Dispute | Closed-No Action | $30,608.50 | $0.00 | See FINRA Report |
| James Parker | 2681863 | 2 | 01/22/2002 | Customer Dispute | Settled | $58,750.00 | $0.00 | See FINRA Report |
| Richard David Peck | 359116 | 1 | 12/14/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stuart Bryan Haw | 2905167 | 3 | 11/29/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jess W Hurst | 1742952 | 5 | 11/28/2001 | Customer Dispute | Settled | $27,064.00 | $0.00 | See FINRA Report |
| Donna Louise Sulzbach | 1201478 | 2 | 11/15/2001 | Customer Dispute | Closed-No Action | $188,867.00 | $0.00 | See FINRA Report |
| Ronald Hayden Williams | 1844416 | 1 | 11/13/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stewart Charles Paskalis | 357442 | 3 | 11/01/2001 | Customer Dispute | Settled | $513,840.00 | $0.00 | See FINRA Report |