Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory John Bayer | 1526183 | 3 | 12/27/2002 | Customer Dispute | Settled | $75,469.00 | $0.00 | See FINRA Report |
| Allan John Proske | 2214278 | 1 | 12/23/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles David Breske | 852046 | 4 | 12/18/2002 | Customer Dispute | Settled | $202,950.00 | $0.00 | See FINRA Report |
| Marcus Eugene Ortega | 2526020 | 1 | 12/03/2002 | Customer Dispute | Denied | $12,728.00 | $0.00 | See FINRA Report |
| Ronald Mark Selik | 1616960 | 4 | 11/22/2002 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Donald Jay Smith | 837936 | 2 | 11/20/2002 | Customer Dispute | Settled | $56,503.00 | $0.00 | See FINRA Report |
| Deborah Lynn Privetera | 2366549 | 1 | 11/14/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Eldon Lemieux | 2505441 | 1 | 11/05/2002 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Scott Joseph Adams | 2567442 | 3 | 11/05/2002 | Customer Dispute | Settled | $32,236.90 | $0.00 | See FINRA Report |
| John Baek | 3111963 | 2 | 11/02/2002 | Customer Dispute | Settled | $29,215.00 | $0.00 | See FINRA Report |