Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Andrew Desmond | 2873183 | 1 | 04/28/2005 | Customer Dispute | Denied | $2,200.00 | $0.00 | See FINRA Report |
| Brian James Megley | 2302308 | 5 | 04/25/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Murto | 4509024 | 1 | 04/13/2005 | Customer Dispute | Closed-No Action | $22,555.00 | $0.00 | See FINRA Report |
| Charles David Breske | 852046 | 4 | 04/02/2005 | Customer Dispute | Denied | $54,000.00 | $0.00 | See FINRA Report |
| Paul St Patrick Barnes | 2022213 | 1 | 03/28/2005 | Customer Dispute | Award / Judgment | $74,991.00 | $28,310.60 | See FINRA Report |
| Anthony Grassi | 2791597 | 3 | 03/24/2005 | Customer Dispute | Denied | $78,250.00 | $0.00 | See FINRA Report |
| Daniel Edward Brunette | 813924 | 23 | 03/22/2005 | Customer Dispute | Denied | $131,492.00 | $0.00 | See FINRA Report |
| David Harry Dagostino | 2489348 | 1 | 03/18/2005 | Customer Dispute | Final | $1,000,000.00 | $0.00 | See FINRA Report |
| Brian Christopher Orourke | 1030442 | 3 | 03/07/2005 | Customer Dispute | Settled | $920,000.00 | $0.00 | See FINRA Report |
| John Eric Brinley | 2340445 | 1 | 01/17/2005 | Customer Dispute | Denied | $9,225.00 | $0.00 | See FINRA Report |