Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Khoury Ruben | 1342438 | 3 | 12/12/2005 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |
| Theodore Mark Miller | 2645227 | 5 | 10/14/2005 | Customer Dispute | Denied | $9,647.00 | $0.00 | See FINRA Report |
| Daniel Edward Brunette | 813924 | 23 | 09/25/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Adams Armstrong | 2680556 | 3 | 09/07/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Scott Cobb | 3043281 | 1 | 09/03/2005 | Customer Dispute | Closed-No Action | $28,900.00 | $0.00 | See FINRA Report |
| William Francis Richard | 2811650 | 1 | 08/08/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Allen Wegner | 1638972 | 3 | 07/11/2005 | Customer Dispute | Denied | $18,650.00 | $0.00 | See FINRA Report |
| James Phillip McEachern | 1096457 | 2 | 05/26/2005 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Al Elnasser | 2410541 | 7 | 05/18/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Capaldo | 2539787 | 5 | 04/29/2005 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |