Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Michael Matacchiero | 1862990 | 5 | 07/03/2006 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Thomas Henry Drucis | 2001059 | 1 | 06/22/2006 | Customer Dispute | Settled | $44,303.60 | $0.00 | See FINRA Report |
| Vincent Paul Grimaldi | 3028787 | 2 | 06/15/2006 | Customer Dispute | Denied | $7,677.53 | $0.00 | See FINRA Report |
| John Bernard Murphy | 2332761 | 1 | 06/13/2006 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Thomas Edward Boles | 2771368 | 4 | 05/26/2006 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Borsellino | 2164073 | 1 | 05/01/2006 | Customer Dispute | Denied | $8,100.59 | $0.00 | See FINRA Report |
| Travis Jerome Hughes | 1532177 | 7 | 04/28/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Louis Grant Bergamo | 2170048 | 2 | 04/21/2006 | Customer Dispute | Denied | $11,750.00 | $0.00 | See FINRA Report |
| Brent Dion Williams | 2891024 | 2 | 01/12/2006 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Ronald Mark Selik | 1616960 | 4 | 01/05/2006 | Customer Dispute | Settled | $137,000.00 | $0.00 | See FINRA Report |