Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Chris Kopan | 1375746 | 1 | 10/31/2007 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Peter Paul Stefanic | 1071670 | 3 | 10/18/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Michael Youngs | 2479488 | 3 | 10/09/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Janenne Marie Lackey | 4142760 | 2 | 06/05/2007 | Customer Dispute | Closed-No Action | $400,000.00 | $0.00 | See FINRA Report |
| Robert Harold Hogsette | 2230674 | 1 | 05/14/2007 | Customer Dispute | Award / Judgment | $50,000.00 | $37,153.90 | See FINRA Report |
| Payton Denney | 4687264 | 1 | 04/23/2007 | Customer Dispute | Denied | $6,326.99 | $0.00 | See FINRA Report |
| Robert Michael Matacchiero | 1862990 | 5 | 04/23/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory John Bayer | 1526183 | 3 | 02/13/2007 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Jonathan Mitchel Lipchin | 2326770 | 2 | 12/26/2006 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Kevin Patrick Adam | 2393993 | 3 | 10/24/2006 | Customer Dispute | Denied | $27,472.00 | $0.00 | See FINRA Report |