Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Trevor William Wilde | 4238789 | 2 | 04/29/2008 | Customer Dispute | Settled | $475,000.00 | $0.00 | See FINRA Report |
| William Robert Wilde | 2263421 | 3 | 04/29/2008 | Customer Dispute | Settled | $475,000.00 | $0.00 | See FINRA Report |
| Collin Robert Fingon | 4832770 | 1 | 04/16/2008 | Customer Dispute | Settled | $7,526.00 | $0.00 | See FINRA Report |
| Tyler Lee Ricottilli | 3125402 | 1 | 04/02/2008 | Customer Dispute | Closed-No Action | $7,500.00 | $0.00 | See FINRA Report |
| Javier Alejandro Vallejo | 4698101 | 4 | 02/22/2008 | Customer Dispute | Denied | $9,151.67 | $0.00 | See FINRA Report |
| Michael Howard Burgess | 2175907 | 11 | 02/19/2008 | Customer Dispute | Denied | $5,068.84 | $0.00 | See FINRA Report |
| Javier Alejandro Vallejo | 4698101 | 4 | 01/28/2008 | Customer Dispute | Closed-No Action | $8,200.00 | $0.00 | See FINRA Report |
| Javier Alejandro Vallejo | 4698101 | 4 | 01/03/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Christopher Robert Armstrong | 1446768 | 2 | 12/04/2007 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |
| Theodore Mark Miller | 2645227 | 5 | 11/21/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |