Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Max J Scholfield | 2092692 | 2 | 08/04/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Dale Chapman | 2493705 | 3 | 07/28/2008 | Customer Dispute | Denied | $5,517.56 | $0.00 | See FINRA Report |
| Michael Howard Burgess | 2175907 | 11 | 07/21/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Max J Scholfield | 2092692 | 2 | 07/18/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Nicholas Caputo | 1389962 | 4 | 06/27/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Robert Armstrong | 1446768 | 2 | 06/26/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Nicholas Marino Benevento | 4143072 | 2 | 06/16/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nicholas Marino Benevento | 4143072 | 2 | 06/16/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mary Margaret Stender | 1951871 | 1 | 06/10/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kelly Jo Goreham | 2948712 | 2 | 05/09/2008 | Customer Dispute | Denied | $6,300.00 | $0.00 | See FINRA Report |