Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Robert Wilde | 2263421 | 3 | 11/10/2008 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Thomas Charles Wilson | 4605831 | 2 | 11/04/2008 | Customer Dispute | Settled | $6,487.95 | $0.00 | See FINRA Report |
| Marcus Anders Hebeler | 2760100 | 2 | 10/20/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Melissa Scott Paine | 2746210 | 1 | 10/16/2008 | Customer Dispute | Settled | $42,801.00 | $0.00 | See FINRA Report |
| William Garfield Levis | 3199434 | 2 | 10/03/2008 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Clint W Gault | 5037255 | 1 | 10/01/2008 | Customer Dispute | Denied | $15,107.90 | $0.00 | See FINRA Report |
| Danny Robert Lis | 4605881 | 1 | 08/26/2008 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Al Elnasser | 2410541 | 7 | 08/06/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Phillip McEachern | 1096457 | 2 | 08/06/2008 | Customer Dispute | Closed-No Action | $20,770.00 | $0.00 | See FINRA Report |
| Paul Mark Deimling | 5462552 | 1 | 08/05/2008 | Customer Dispute | Settled | $7,034.29 | $0.00 | See FINRA Report |