Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Travis Jerome Hughes | 1532177 | 7 | 01/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Leslie Marvin Boyce | 3016175 | 2 | 12/30/2008 | Customer Dispute | Settled | $20,253.50 | $0.00 | See FINRA Report |
| Patricia Kay Dunham | 2643001 | 1 | 12/22/2008 | Customer Dispute | Settled | $260,500.00 | $0.00 | See FINRA Report |
| Kirby Spencer McDonald | 1622995 | 2 | 12/20/2008 | Customer Dispute | Closed-No Action | $26,000.00 | $0.00 | See FINRA Report |
| Michael Francis Doumani | 1356417 | 2 | 12/18/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Travis Jerome Hughes | 1532177 | 7 | 12/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Francis Doumani | 1356417 | 2 | 12/03/2008 | Customer Dispute | Settled | $55,471.00 | $0.00 | See FINRA Report |
| Jonathan Lewis Goldston | 4579391 | 1 | 11/20/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew David Bush | 4170507 | 1 | 11/12/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Trevor William Wilde | 4238789 | 2 | 11/10/2008 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |