Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Maury Eastmann | 1594289 | 3 | 03/08/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Louis Kadala | 2358123 | 3 | 02/10/2012 | Customer Dispute | Denied | $36,000.00 | $0.00 | See FINRA Report |
| Ivan Cid Gonzalez | 2598229 | 3 | 02/03/2012 | Customer Dispute | Settled | $9,500.00 | $0.00 | See FINRA Report |
| Jeffrey Dale Chapman | 2493705 | 3 | 10/12/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dana Harris Wiltsey Stallings | 4942231 | 1 | 10/11/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steve Sterling Castleberry | 2964227 | 1 | 09/26/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bryan P Cunningham | 2930671 | 2 | 09/21/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Janenne Marie Lackey | 4142760 | 2 | 08/19/2011 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| James Lee Hall | 1305791 | 1 | 06/03/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ken N Steuer | 1343096 | 1 | 05/16/2011 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |