Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Alfred Cosentino | 2482815 | 1 | 08/07/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Grassi | 2791597 | 3 | 08/07/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Capaldo | 2539787 | 5 | 08/07/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Reed McCook | 4155186 | 3 | 07/26/2012 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Ronald Gahleong Kam | 1590759 | 1 | 06/11/2012 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Ryan C Walton | 4073800 | 2 | 06/01/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Kerutis | 2345517 | 7 | 05/31/2012 | Customer Dispute | Denied | $79,000.00 | $0.00 | See FINRA Report |
| Gerard George Figari | 1343962 | 5 | 05/29/2012 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| David Adam Packer | 5269055 | 2 | 05/10/2012 | Customer Dispute | Denied | $56,244.00 | $0.00 | See FINRA Report |
| Keith Richard Jacobson | 4514048 | 1 | 03/22/2012 | Customer Dispute | Settled | $5,825.43 | $0.00 | See FINRA Report |