Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin S Berman | 2406962 | 2 | 10/24/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Derek Guy McLean | 1939560 | 2 | 10/24/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dave Keith Hutchison | 732974 | 2 | 09/28/2023 | Customer Dispute | Pending | $800,000.00 | $0.00 | See FINRA Report |
| Randall John Mason | 1758777 | 2 | 07/31/2023 | Customer Dispute | Final | $99,999.00 | $0.00 | See FINRA Report |
| Stephen Kerutis | 2345517 | 7 | 07/26/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joshua Keith Rushing | 6399994 | 2 | 07/23/2023 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Timothy Richard Farris | 2178521 | 2 | 07/17/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Stephen Curtis Lawler | 1193477 | 6 | 07/07/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Brian James Megley | 2302308 | 5 | 07/06/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Travis Jerome Hughes | 1532177 | 7 | 07/06/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |