Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew John Costanzo | 54857 | 2 | 01/13/2014 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Marc Anthony Canovali | 2435000 | 1 | 01/10/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Matacchiero | 1862990 | 5 | 12/27/2013 | Customer Dispute | Settled | $370,815.00 | $0.00 | See FINRA Report |
| Paul Khoury Ruben | 1342438 | 3 | 11/11/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard George Tull | 3005899 | 1 | 10/04/2013 | Customer Dispute | Settled | $16,500.00 | $0.00 | See FINRA Report |
| Larry Ross Peterson | 3075803 | 1 | 08/26/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Nohemy Yolanda Montes | 4903731 | 1 | 08/12/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Russell Aiken | 1036253 | 2 | 06/04/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mark Griffin Harrop | 1337796 | 1 | 05/23/2013 | Customer Dispute | Award / Judgment | $230,000.00 | $36,000.00 | See FINRA Report |
| David Kevin Dugan | 1024104 | 2 | 04/11/2013 | Customer Dispute | Denied | $56,240.60 | $0.00 | See FINRA Report |