Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin James Larson | 3067781 | 2 | 10/10/2014 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| David Alan Meek | 3048173 | 2 | 08/27/2014 | Customer Dispute | Denied | $8,656.43 | $0.00 | See FINRA Report |
| Marcus Todd Alley | 5426975 | 1 | 07/28/2014 | Customer Dispute | Denied | $29,250.00 | $0.00 | See FINRA Report |
| Stuart Quinn Hoshide | 1838860 | 15 | 05/16/2014 | Customer Dispute | Settled | $456,778.00 | $0.00 | See FINRA Report |
| Theodore Bernhardt Erickson | 2376988 | 4 | 04/29/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Curtis Dickerson Pilson | 1853722 | 3 | 04/07/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stuart Quinn Hoshide | 1838860 | 15 | 03/17/2014 | Customer Dispute | Settled | $106,000.00 | $0.00 | See FINRA Report |
| William Foster Bounds | 1604643 | 2 | 02/20/2014 | Customer Dispute | Denied | $70,792.90 | $0.00 | See FINRA Report |
| Thomas Ryan Leggett | 5637241 | 1 | 02/12/2014 | Customer Dispute | Denied | $37,700.00 | $0.00 | See FINRA Report |
| William G Langenstein | 4474175 | 1 | 01/22/2014 | Customer Dispute | Denied | $13,704.00 | $0.00 | See FINRA Report |