Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew John Costanzo | 54857 | 2 | 12/20/2016 | Customer Dispute | Settled | $279,000.00 | $0.00 | See FINRA Report |
| Fernando Fuentes | 5513553 | 1 | 08/29/2016 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Robert William Keyes | 1419419 | 2 | 08/29/2016 | Customer Dispute | Settled | $179,872.00 | $0.00 | See FINRA Report |
| Ryan Joseph Graczyk | 4405198 | 1 | 07/21/2016 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Amanda Marie Gibson | 4948245 | 2 | 07/18/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jerald Francis Gunn | 2475036 | 1 | 07/06/2016 | Customer Dispute | Settled | $475,000.00 | $0.00 | See FINRA Report |
| Connie Jo Binz | 4033110 | 3 | 06/17/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Adam Packer | 5269055 | 2 | 06/09/2016 | Customer Dispute | Denied | $5,854.08 | $0.00 | See FINRA Report |
| Benjamin D Zamora | 5373861 | 2 | 05/31/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas Robert Filipovits | 4603657 | 2 | 05/26/2016 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |