Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Latafath Hussain | 4738949 | 1 | 06/09/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Atkinson | 1453374 | 1 | 09/22/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven David Stock | 4782919 | 1 | 09/20/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert William Drier | 1968623 | 1 | 08/27/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Gering Brown | 1878044 | 1 | 10/27/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jerome Brian Price | 1177493 | 1 | 01/04/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bruce Andrew Berman | 1054408 | 1 | 05/28/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Wayne Ellsworth | 1488310 | 1 | 01/01/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephan Daniel Winn | 3228543 | 2 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |