Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vinod Kumar Joshi | 4057204 | 1 | 02/23/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew A Arno | 2834759 | 3 | 04/23/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jose Luis Rodriguez | 2105127 | 1 | 04/18/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig Robert Dindinger | 2708092 | 1 | 12/16/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Joseph Kellen | 3193258 | 1 | 04/17/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberly A Harris | 2806270 | 1 | 02/06/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Blane Grant | 6004250 | 1 | 11/18/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Bruce Lamensdorf | 4211684 | 1 | 03/15/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todd Alan Cline | 2980491 | 1 | 01/11/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Louis Grant Bergamo | 2170048 | 2 | 11/24/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |