Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Avram Greenberg | 4884286 | 1 | 07/12/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephan Daniel Winn | 3228543 | 2 | 11/16/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sathesh Janaki | 5452880 | 2 | 08/12/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig Andrew Miller | 6331319 | 1 | 05/01/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christian Filiaggi | 5148477 | 2 | 04/10/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Gerard Federici | 4313537 | 1 | 11/15/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin F McNelly | 4492085 | 2 | 10/21/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Thomas Ross | 5071974 | 1 | 12/05/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shannon Lee Otterbeck | 4243413 | 1 | 11/09/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lakisha Kawon Brown | 5831038 | 1 | 11/28/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |