Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cary Christian Foster | 6482953 | 1 | 12/14/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Keith Yarkin | 1259931 | 3 | 12/23/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Dewande Bell | 5436582 | 1 | 02/25/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin F McNelly | 4492085 | 2 | 06/17/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Ira Kramer | 502322 | 1 | 05/06/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anne Summers | 2591409 | 1 | 12/30/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Graham Aitken | 5956581 | 1 | 04/29/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steve Tawadrous | 5432841 | 1 | 06/23/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Todd Harding | 2762385 | 3 | 12/05/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Prentiss Quebedeau | 2147005 | 1 | 08/01/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |