Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward C Yoon | 2408137 | 4 | 10/02/2001 | Customer Dispute | Award / Judgment | $0.00 | $44,117.90 | See FINRA Report |
| Michael John Stone | 1985705 | 1 | 06/12/2001 | Customer Dispute | Award / Judgment | $11,258.00 | $0.00 | See FINRA Report |
| Lee Harrison Brooks | 2596886 | 2 | 01/30/2001 | Customer Dispute | Award / Judgment | $9,486.25 | $1,665.00 | See FINRA Report |
| Theodore Mark Miller | 2645227 | 5 | 05/23/2000 | Customer Dispute | Award / Judgment | $8,500.00 | $4,376.23 | See FINRA Report |
| Charles Thomas Douthit | 1837179 | 6 | 03/01/1998 | Customer Dispute | Award / Judgment | $50,000.00 | $35,950.00 | See FINRA Report |
| Michael Kenneth Self | 2246403 | 9 | 11/07/1997 | Customer Dispute | Award / Judgment | $100,000.00 | $40,531.40 | See FINRA Report |
| Daniel Grieco | 1222747 | 3 | 07/27/1994 | Customer Dispute | Award / Judgment | $92,000.00 | $15,000.00 | See FINRA Report |
| Daniel Doyle Porter | 849544 | 3 | 07/18/1994 | Customer Dispute | Award / Judgment | $10,000.00 | $13,150.00 | See FINRA Report |
| Mark Ivan Bass | 14422 | 3 | 06/14/1993 | Customer Dispute | Award / Judgment | $1,120,540.00 | $346,100.00 | See FINRA Report |
| Paul Wayne Ewing | 1175958 | 2 | 07/18/1989 | Customer Dispute | Award / Judgment | $145,000.00 | $31,500.00 | See FINRA Report |