Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Institutional Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Patrick S. Tuttle | 1465302 | 2 | 03/15/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Michael Burman | 3172032 | 1 | 05/07/2004 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
James Patrick Shanahan | 1501578 | 1 | 07/01/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Dustin Michael Reid | 4023933 | 1 | 06/01/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Brian J Carlin | 2768625 | 1 | 04/02/1998 | Customer Dispute | Denied | $14,200.00 | $0.00 | See FINRA Report |
Robert Calder Stack | 4557073 | 1 | 09/04/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Michael Steingo | 4255699 | 1 | 08/14/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kevin Morgan | 4834090 | 1 | 12/03/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Albert John Leonard | 2741637 | 1 | 10/03/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Patrick S. Tuttle | 1465302 | 2 | 11/15/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |