Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Institutional Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kristin Finney-Cooke | 3123220 | 2 | 08/02/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew R. Werner | 5726084 | 1 | 08/19/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Arthur Ferguson | 6014895 | 1 | 02/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sophia Lin Sciabica | 6210613 | 1 | 06/28/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todd Christopher Baker | 4970834 | 1 | 04/01/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Corey Robertson Pride | 2767671 | 1 | 02/07/2014 | Customer Dispute | Denied | $217,000.00 | $0.00 | See FINRA Report |
| Othelda Arye Spencer | 4705406 | 1 | 10/09/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Schneider | 6058224 | 2 | 08/26/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Schneider | 6058224 | 2 | 08/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy L Rich | 4233901 | 1 | 08/04/2011 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |