Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sidoti & Company, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Julio Alberto Romero | 5758964 | 1 | 11/06/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marc Frye Riddick | 2236798 | 1 | 04/04/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |