Our Staff has compiled our research into a database of FINRA Broker Disclosures for Archipelago Securities L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Jonathan Herrick | 4452141 | 1 | 10/02/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Michael McKeon | 2857121 | 1 | 09/28/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |