Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securities America, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Phillip Cano | 3187533 | 4 | 05/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Phillip Cano | 3187533 | 4 | 05/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Phillip Cano | 3187533 | 4 | 05/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Phillip Cano | 3187533 | 4 | 05/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Iorwuese Ifan | 4677096 | 2 | 04/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael D Vogt | 4425732 | 6 | 04/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Charles Miller | 2494409 | 4 | 04/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael D Vogt | 4425732 | 6 | 04/05/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Justin David Bastian | 5083347 | 1 | 03/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Grahn Teneyck | 2546393 | 4 | 03/19/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |