Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securities America, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Edward Langston | 1364931 | 6 | 11/04/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Rudy McKnight | 1967680 | 1 | 10/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael D Vogt | 4425732 | 6 | 10/19/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| James Gordon Tegtmeier-Hedinger | 4042452 | 2 | 10/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Collins | 1670675 | 3 | 10/11/2021 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kimberly Kay Rule | 2916419 | 1 | 09/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Duane Douglass | 1619835 | 6 | 09/27/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Antonio Reyna | 2284509 | 1 | 09/24/2021 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Barbaccia | 2905623 | 2 | 09/23/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert William Kasten | 1009160 | 6 | 09/08/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |