Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securities America, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas L Tousignant | 5137431 | 2 | 05/13/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Esposito | 3164724 | 1 | 05/02/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Frank Edward Depaola | 1253587 | 4 | 05/02/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kevin Justin Holmes | 4587855 | 1 | 05/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Stephen Myers | 2609878 | 3 | 04/13/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Daniel Lewis Chamberlin | 2412796 | 6 | 03/10/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Sarah Esther Araya | 1852553 | 1 | 03/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Edward Langston | 1364931 | 6 | 02/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas P Kroehle | 4388363 | 2 | 02/06/2022 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Marc Wolfe Mazer | 1999921 | 5 | 02/04/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |