Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securities America, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marvin Lee Faison | 1957025 | 1 | 04/23/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Roy Hourigan | 1061577 | 1 | 04/18/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Edward Guard | 1055460 | 4 | 08/19/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Constantine Theodore Leonida | 1430795 | 1 | 01/01/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Dale Rambo | 1287639 | 1 | 06/24/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Mastrosimone | 1056565 | 3 | 05/13/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Phillip Mascari | 1029796 | 1 | 06/12/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Louis Peterson | 1847964 | 1 | 05/03/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian James Hughes | 2126757 | 5 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |