Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securities America, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank J Calise | 3022262 | 2 | 01/27/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Frank J Calise | 3022262 | 2 | 01/27/2020 | Customer Dispute | Denied | $142,250.00 | $0.00 | See FINRA Report |
| James Lester Hager | 2892679 | 2 | 01/15/2020 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Lee Christian Bashforth | 2602432 | 5 | 01/15/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Vigil | 5265026 | 2 | 01/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Marc Greco | 3093804 | 2 | 01/12/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| August John Perazzini | 2907194 | 1 | 01/04/2020 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| John Edward Sandstrom | 1144542 | 4 | 12/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marlin Eugene Jung | 1937361 | 4 | 12/24/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel James Claric | 4797769 | 2 | 12/23/2019 | Customer Dispute | Settled | $975,000.00 | $0.00 | See FINRA Report |