Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securities America, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Jay Feldman | 1751314 | 1 | 09/09/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Timothy L Johnson | 4887261 | 3 | 08/31/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ryan Christopher Morrison | 6609369 | 3 | 07/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ann Marie Brown | 4214896 | 16 | 07/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Edward Langston | 1364931 | 6 | 06/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Zitzmann | 4603874 | 1 | 05/05/2020 | Customer Dispute | Denied | $47,000.00 | $0.00 | See FINRA Report |
| Daniel James Claric | 4797769 | 2 | 03/27/2020 | Customer Dispute | Settled | $88,000.00 | $0.00 | See FINRA Report |
| William James Bassow | 1293561 | 7 | 03/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert William Kasten | 1009160 | 6 | 03/25/2020 | Customer Dispute | Settled | $950,000.00 | $0.00 | See FINRA Report |
| Robert William Kasten | 1009160 | 6 | 03/25/2020 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |