Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securities America, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Andrew Johnson | 1918189 | 2 | 11/24/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lanny Keith Marks | 1465731 | 1 | 08/01/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Clement Sherer | 1431750 | 1 | 01/30/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carl Leigh Richardson | 2079346 | 1 | 05/13/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Collins | 1670675 | 3 | 05/03/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joel David Rubin | 1783233 | 1 | 01/24/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frederick Allen Mecklenburg | 726227 | 4 | 04/25/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Scott Fife | 2515801 | 1 | 04/21/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Franklin Walker | 1172857 | 2 | 03/18/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Robert Hedrick | 1061047 | 3 | 09/01/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |