Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securities America, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark George Whitehouse | 1064407 | 2 | 03/26/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rudi Richard Hoffman | 1172103 | 2 | 03/07/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rudi Richard Hoffman | 1172103 | 2 | 12/26/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Gerard Lubinski | 856519 | 1 | 01/17/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip Jason Chapman | 2439743 | 2 | 12/18/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Andrew Knierim | 2821017 | 2 | 03/13/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Branch Laneave | 1379157 | 4 | 04/13/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Gerald Murphy | 2574481 | 3 | 03/16/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Gerald Murphy | 2574481 | 3 | 12/23/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Freeman Buckner Irby | 2223441 | 1 | 11/26/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |