Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securities America, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kendall Melvin Klaus | 1270347 | 1 | 03/03/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason R Rasmussen | 6074487 | 6 | 11/29/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Lewis Chamberlin | 2412796 | 6 | 10/19/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| J Graydon Coghlan | 2281065 | 2 | 09/01/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Andre Geels | 2191580 | 1 | 04/06/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Robert Heilbuth | 1457625 | 2 | 04/06/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Leonard Abraham Witte | 811358 | 4 | 01/24/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Lynn Wahl-Taylor | 5746469 | 1 | 02/19/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Ray Breeden | 2555545 | 1 | 10/06/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Edward Gillham | 2708200 | 1 | 10/01/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |